Form D · Other Banking and Financial Services
DFN Partners, LLC
Clive, IA · CIK 0001400273
Offering snapshot reported Nov 29, 2010 · SEC filing
- Reported sold
- $2.6M Offering amount: $5.25M
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 20, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 29, 2010 | Amendment | $2,595,000 | No comparison | 30 | SEC filing |
| May 28, 2009 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
| May 9, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-103247
Source: Form D, filed Nov 29, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Donald G. De Waay | Director, Executive, Promoter |
| Arlen Dykhuis | Executive |
| Karen Hallagin | Executive |
| Karlton Kleis | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
13001 University Avenue
Clive, IA, 50325
Clive, IA, 50325