Form D · Other Technology
DFMSIM INC
Palo Alto, CA · CIK 0001448920
Offering snapshot reported Sep 20, 2012 · SEC filing
- Reported sold
- $136K Offering amount: $3M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $75K Reported outside-investor minimum
- First sale
- Sep 13, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 20, 2012 | Initial | $136,170 | No comparison | 4 | SEC filing |
| Jul 14, 2011 | Initial | $72,384 | No comparison | 7 | SEC filing |
| Sep 15, 2010 | Initial | $834,389 | No comparison | 11 | SEC filing |
| Feb 5, 2010 | Initial | $368,000 | No comparison | 5 | SEC filing |
| Jul 1, 2009 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Mar 13, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 23, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $17.7K
- Form D file number
- 021-184389
Finders Fee of 10% of gross proceeds plus non-accountable expense allowance of 3% of gross proceeds
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Spencer Trask Ventures, Inc. | 28373 |
Source: Form D, filed Sep 20, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Caulfield | Director |
| Matthias Frank | Executive |
| James T. Healy | Director |
| Amiel M. Kornel | Director, Executive |
| Stephen T. Mc Grath | Director |
| Raman K. Nurani | Executive |
| Raj K. Raheja | Director |
| Anantha Sethuraman | Director, Executive |
| Nungavaran S. Viswanathan | Executive |
| Nungavaram S. Viswanathan | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1801 Page Mill Road Suite 270
Palo Alto, CA, 94304
Palo Alto, CA, 94304