Form D · Private Equity Fund

DFJ Growth IV Private Investors Offshore, L.P.

New York, NY · CIK 0001811311

Offering snapshot reported Dec 18, 2020 · SEC filing

Reported sold
$96.4M
Indefinite offering
Investors reported
74
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 11, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$48.2M$96.4MMay 13, 2020: $49,300,000.00May 13, 2020Dec 18, 2020: $96,350,000.00Dec 18, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$49,300,000 → $96,350,000
  • Reported investors33 → 74

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 18, 2020Amendment$96,350,000$47,050,000vs May 13, 202074SEC filing
May 13, 2020Initial$49,300,000No comparison33SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$893K
Finders' fees
$0
Form D file number
021-366823

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
J.P. Morgan Securities LLC079

Source: Form D, filed Dec 18, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Grant Cellier Director
Dfj Growth Iv Private Investors Gp, Ltd. Executive
Dfj Growth Iv Private Investors Gp, Ltd. Executive
J.P. Morgan Private Investments Inc. Promoter
Richard Ruffer Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Jpm Morgan Private Investments Inc. 277 Park Avenue
New York, NY, 10172