Form D · Private Equity Fund

DFJ Growth 2013 Private Investors, LLC

New York, NY · CIK 0001572969

Offering snapshot reported Mar 27, 2013 · SEC filing

Reported sold: $15.3M
Investors reported: 26
Minimum accepted: $100K
First sale: Mar 14, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 27, 2013	Initial	$15,300,000	No comparison	26	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-194025

Investors buying interests (other than investors for whom the Administrator exercises investment discretion) may pay a one-time upfront fee of up to 2%. This fee is not an issuer expense, so it is not reflected as a sales commission or finder's fee.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
J.P. Morgan Securities LLC	079

Source: Form D, filed Mar 27, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher Bryan	Director
C/O J.P. Morgan Private Investments Inc.	Executive, Promoter
Margaret Conklin	Director
David Frame	Director
Mora Goddard	Director
Jon Herrick	Director
Glenn Hill	Director
Jote Kassa	Director
Thomas Mc Graw	Director
David Wezdenko	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O J.P. Morgan Private Investments Inc. 270 Park Avenue
New York, NY, 10017