Form D · Venture Capital Fund

DFJ GOTHAM VENTURE FUND II LP

New York, NY · CIK 0001408370

Offering snapshot reported Feb 24, 2011 · SEC filing

Reported sold: $41.1M
Investors reported: 38
Minimum accepted: $0
First sale: Jul 10, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$35,050,000 → $41,050,000
Reported investors36 → 38

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 24, 2011	Amendment	$41,050,000	$6,000,000vs Mar 4, 2010	38	SEC filing
Mar 4, 2010	Amendment	$35,050,000	No comparison	36	SEC filing
Jul 30, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-106773

Source: Form D, filed Feb 24, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DFJ GOTHAM VENTURE FUND II, L.P.

Investment adviser: DRAPER FISHER JURVETSON GOTHAM MANAGEMENT LLC

Gross asset value: $28.1M
Beneficial owners: 42
ADV minimum commitment: $50K

Reported in Form ADV on Apr 25, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BROADSCOPE FUND ADMINISTRATORS, LLC PARAMUS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian BROADSCOPE FUND ADMINISTRATORS, LLC PARAMUS, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1110400 · Apr 25, 2017 · Schedule D 7.B.(1), fund 805-8205458698

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thatcher Bell	Promoter
Ross Goldstein	Promoter
Jed Katz	Promoter
Daniel Schultz	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

132 West 31 St Street Suite 1102
New York, NY, 10001