Form D · Other
DFINE INC
San Jose, CA · CIK 0001330003
Offering snapshot reported Dec 31, 2013 · SEC filing
- Reported sold
- $17.5M Offering amount: $17.5M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 18, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 31, 2013 | Initial | $17,487,929 | No comparison | 12 | SEC filing |
| Oct 5, 2011 | Initial | $14,981,562 | No comparison | 16 | SEC filing |
| Jul 15, 2010 | Initial | $36,165,347 | No comparison | 25 | SEC filing |
| Mar 22, 2010 | Amendment | $5,822,594 | $2,989,515vs Jan 11, 2010 | 24 | SEC filing |
| Jan 11, 2010 | Initial | $2,833,079 | No comparison | 22 | SEC filing |
| May 28, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 12, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 2, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 10, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-209047
Source: Form D, filed Dec 31, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert Anderson | Director |
| Joshua Baltzell | Director |
| Greg Barrett | Director, Executive |
| Joshua Batzell | Director |
| Joe Biller | Director |
| David Clapper | Director |
| Brian Farley | Director |
| Russell Hirsch | Director |
| Thomas C. Mc Connell | Director |
| J. Casey Mc Glynn | Executive |
| Kevin Mosher | Director, Executive |
| Rodney Perkins | Director |
| Gary Restani | Director |
| Alan Sebulsky | Director |
| Jonathan Silverstein | Director |
| Bruno Strul | Director |
| Csaba Truckai | Director |
| Lewis Yee | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
3047 Orchard Pkwy
San Jose, CA, 95134
San Jose, CA, 95134