Form D · Hedge Fund

Dexter Balter Fund LLC

Boston, MA · CIK 0001532537

Offering snapshot reported Oct 10, 2012 · SEC filing

Reported sold: $6.6M
Investors reported: 1
Minimum accepted: $1M
First sale: Oct 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,764,913 → $6,601,632

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 10, 2012	Amendment	$6,601,632	$3,836,719vs Oct 13, 2011	1	SEC filing
Oct 13, 2011	Initial	$2,764,913	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-167146

Source: Form D, filed Oct 10, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DEXTER BALTER FUND LLC

Investment adviser: BALTER CAPITAL MANAGEMENT LLC

Gross asset value: $7.71M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Apr 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP BOSTON, Massachusetts, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLP
PCAOB 185

Filing source

Form ADV 1213914 · Apr 30, 2018 · Schedule D 7.B.(1), fund 805-4181862614

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bradley R. Balter	Director
Victor W. Chiang	Executive
Jay Warner	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Balter Capital Management, Llc 125 High Street, Oliver Street Tower 802
Boston, MA, 02110