Form D · Other
DEWAAY MORTGAGE OPPORTUNITY FUND LLLP
Clive, IA · CIK 1455723
Offering snapshot reported Jul 8, 2010 · SEC filing
- Reported sold
- $6.5M Offering amount: $50M
- Investors reported
- 63 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 29, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 8, 2010 | Amendment | $6,497,000 | No comparison | 63 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $377K
- Finders' fees
- $0
- Form D file number
- 021-126674
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DeWaay Financial Network, LLC | 30767 | DeWaay Financial Network, LLC · CRD 30767 |
Source: Form D, filed Jul 8, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Donald G. De Waay, Jr. | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
13001 University Avenue
Clive, IA, 50325
Clive, IA, 50325