Form D · Other
DeWaay Monroe Capital Investors, LLLP
Clive, IA · CIK 1497838
Offering snapshot reported Aug 4, 2010 · SEC filing
- Reported sold
- $242K Offering amount: $9M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 26, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 4, 2010 | Initial | $241,750 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $810K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-145895
Includes 2% non-accountable fee and assumes entire offering is sold by placement agent.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DeWaay Financial Network, L.L.C. | 30767 | DeWaay Financial Network, L.L.C. · CRD 30767 |
Source: Form D, filed Aug 4, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BRIDGEPOINT MONROE CAPITAL INVESTORS, LLLP
Investment adviser: BRIDGEPOINT CAPITAL PARTNERS, LLC
- Gross asset value
- $3.66M
- Beneficial owners
- 36
- ADV minimum commitment
- $50K
Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1101702 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-6281828084
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Adam S. Claypool | Executive |
Issuer details
Industry: Other (See others in industry)
Address:Clive, IA, 50325