Form D · Other Banking and Financial Services
DeWaay Investment Partners II, LLLP
Clive, IA · CIK 1504549
Offering snapshot reported Oct 28, 2010 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 28, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $800K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-149745
Includes 2% in non-accountable fees and assumes targeted offering amount is sold by placement agent.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DeWaay Financial Network, L.L.C. | 30767 | DeWaay Financial Network, L.L.C. · CRD 30767 |
Source: Form D, filed Oct 28, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Adam S. Claypool | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
13001 University Avenue
Clive, IA, 50325
Clive, IA, 50325