Form D · Other Investment Fund

DEUTSCHE GLOBAL COMMODITIES QP TRUST

Salem, NH · CIK 0001386464

Offering snapshot reported Feb 23, 2016 · SEC filing

Reported sold: $223M
Investors reported: 14
Minimum accepted: $5M
First sale: Dec 11, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$146,509,430 → $222,852,996

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 23, 2016	Amendment	$222,852,996	$76,343,566vs Mar 17, 2009	14	SEC filing
Feb 23, 2016	Amendment	$222,852,996	$76,343,566vs Mar 17, 2009	14	SEC filing
Feb 24, 2015	Amendment	$222,852,996	$76,343,566vs Mar 17, 2009	14	SEC filing
Mar 10, 2014	Amendment	$225,740,639	$79,231,209vs Mar 17, 2009	14	SEC filing
Mar 11, 2013	Amendment	$216,509,430	$2,499,999vs Mar 9, 2012	14	SEC filing
Mar 9, 2012	Amendment	$214,009,431	$67,500,001vs Mar 17, 2009	14	SEC filing
Mar 9, 2011	Amendment	$208,009,431	$61,500,001vs Mar 17, 2009	13	SEC filing
Mar 18, 2010	Initial	$146,509,430	No comparison	5	SEC filing
Mar 17, 2009	Amendment	$146,509,430	No comparison	Not reported	SEC filing
Jan 10, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-98603

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
DeAM Investor Services	754	DeAM Investor Services · CRD 754

Source: Form D, filed Feb 23, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DWS GLOBAL COMMODITIES QP TRUST

Investment adviser: DWS INVESTMENT MANAGEMENT AMERICAS, INC.

Gross asset value: $86.5M
Beneficial owners: 14
ADV minimum commitment: $5M

Reported in Form ADV on Jun 1, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG BOSTON, Massachusetts, United States

Custodian BROWN BROTHERS HARRIMAN BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1021957 · Jun 1, 2016 · Schedule D 7.B.(1), fund 805-8691011507

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
W. Douglas Beck	Director, Executive
Jennifer Birmingham	Executive
Sheila Cadogan	Executive
John Cassedy	Director, Executive
Ronald A. Cohen	Director, Executive
Patricia Defilippis	Executive
De Anne Dupont	Director
De Anne Du Pont	Director
Roger Gray	Director, Executive
Susan Hartnett	Executive
Sandra Jahnke	Executive
John Kancans	Executive
Anjie La Rocca	Executive
John Millette	Director, Executive
Francis G. Murphy	Director
Francis G. Murphy, Jr.	Director
Daniel Pierce	Director
Christine Rosner	Executive
Wayne Salit	Executive
Paul Schubert	Director, Executive
Nancy Tanzil	Executive
Jason Vasquez	Executive
Sheldon Winicour	Director, Executive
Michael J. Woods	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

11 Northeastern Blvd
Salem, NH, 03079