Form D · Other Investment Fund
Deutsche Climate Change Fixed Income QP Trust
Salem, NH · CIK 0001514411
Offering snapshot reported Mar 9, 2012 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 9, 2012 | Amendment | Yet to sell | No comparison | 2 | SEC filing |
| Mar 9, 2011 | Initial | Yet to sell | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-156434
Total Amount Sold reported as of 3/5/2012.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DeAM Investor Services | 754 | DeAM Investor Services · CRD 754 |
Source: Form D, filed Mar 9, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
DEUTSCHE CLIMATE CHANGE FIXED INCOME QP TRUST
Investment adviser: DWS INVESTMENT MANAGEMENT AMERICAS, INC.
- Gross asset value
- $116M
- Beneficial owners
- 2
- ADV minimum commitment
- $1M
Reported in Form ADV on Feb 7, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 689946 · Feb 7, 2013 · Schedule D 7.B.(1), fund 805-9470612380
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sheila Cadogan | Executive |
| Ronald A. Cohen | Director, Executive |
| Roger Gray | Director, Executive |
| Susan Hartnett | Executive |
| Sandra Jahnke | Executive |
| Anjie La Rocca | Executive |
| Francis G. Murphy, Jr. | Director |
| Daniel Pierce | Director |
| Christine Rosner | Executive |
| Paul Schubert | Director, Executive |
| Nancy Tanzil | Executive |
| Sheldon Winicour | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Salem, NH, 03079