Form D · Other

Desert Lion Energy Corp.

Toronto, A6 · CIK 0001726851

Offering snapshot reported Jan 2, 2018 · SEC filing

Reported sold: $358K
Investors reported: 6
Minimum accepted: $0
First sale: Dec 13, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 2, 2018	Initial	$357,629	No comparison	6	SEC filing

Offering details

Securities: Equity, Security to be acquired, Other
Exemptions: 06b
Duration over one year: No
Business combination: Yes

Sales commissions: $10.7K
Finders' fees: $0
Form D file number: 021-302147

Subscription receipts automatically converted without additional consideration into 1 common share and 1/4 common share purchase warrant; each whole warrant exercisable for 1 common share at CDN $2.28 until 12/13/2019.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Haywood Securities (USA) Inc.	49696

Source: Form D, filed Jan 2, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Chris Berry	Director
Paul Bozoki	Executive
Tim Johnston	Director, Executive
Peter Mc Cague	Director, Executive
Adonis Pouroulis	Director
Stephan Theron	Director
John Vettese	Director

Issuer details

Industry: Other (See others in industry)

Address:

65 Queen Street West Suite 800
Toronto, A6, M5H 2M5