Form D · Other Banking and Financial Services
DES OMNIBUS LC3
Oakland, CA · CIK 0001643903
Offering snapshot reported Jun 12, 2015 · SEC filing
- Reported sold
- $2M Offering amount: $2M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $15K Reported outside-investor minimum
- First sale
- Jun 1, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 12, 2015 | Initial | $2,000,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-241595
13(B)Represents the price of the Preferred Stock shares (13,400,000 shares @C.40), converted to US dollars based on the exchange rate on the date of issuance, September 22, 2011, of US$1.00=C$1.1008.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DIH PRIVATE BANK ESTATE & TRUST | None |
Source: Form D, filed Jun 12, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Esther A El Bey | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
433 Hegenberger Rd Suite 103
Oakland, CA, 94621
Oakland, CA, 94621