Form D · Hedge Fund

DERNS MARKET OPPORTUNITY FUND LP

Boca Raton, FL · CIK 0001177649

Offering snapshot reported Sep 2, 2022 · SEC filing

Reported sold
$55.2M
Indefinite offering
Investors reported
109
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$27.6M$55.2MSep 16, 2021: $55,169,661.00Sep 16, 2021Sep 2, 2022: $55,169,661.00Sep 2, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 2, 2022Amendment$55,169,661$0vs Sep 16, 2021109SEC filing
Sep 16, 2021Amendment$55,169,661No comparisonNot reportedSEC filing
Sep 24, 2020Amendment$55,169,301$1,548vs Aug 13, 2020109SEC filing
Aug 13, 2020Amendment$55,167,753$310,000vs Aug 15, 2019109SEC filing
Aug 15, 2019Amendment$54,857,753$0vs Jun 13, 2018108SEC filing
Jun 13, 2018Amendment$54,857,753$2,219,540vs Jun 13, 2017108SEC filing
Jun 13, 2017Amendment$52,638,213$35,601,220vs Nov 4, 201699SEC filing
Nov 4, 2016Amendment$17,036,993-$6,063,004vs Apr 18, 201445SEC filing
Apr 18, 2014Amendment$23,099,997$3,232,666vs Mar 11, 201355SEC filing
Mar 11, 2013Amendment$19,867,331$16,788vs Mar 9, 201255SEC filing
Mar 9, 2012Amendment$19,850,543$1,763,647vs Mar 11, 201152SEC filing
Mar 11, 2011Amendment$18,086,896$2,009,914vs Mar 12, 201052SEC filing
Mar 12, 2010Amendment$16,076,982No comparison48SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-45203

Source: Form D, filed Sep 2, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DERN'S MARKET OPPORTUNITY FUND, LP

Investment adviser: DERN CAPITAL MANAGEMENT CORPORATION

Gross asset value
$31.6M
Beneficial owners
27
ADV minimum commitment
$250K

Reported in Form ADV on Dec 22, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS BELLEVUE, Washington, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor MOSS ADAMS LLP SEATTLE, Washington, United States
Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MOSS ADAMS LLP
PCAOB 659

TD AMERITRADE, INC.
SEC 8-23395

Filing source

Form ADV 1696092 · Dec 22, 2022 · Schedule D 7.B.(1), fund 805-2275973174

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alvin Dern Director, Executive, Promoter
Mark Richard Dern Executive, Promoter
N/A Dern Capital Management Corporation Promoter
None Market Corporation Promoter
None Valley Management, Lp Promoter
N/A Valley Management, Lp Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4417 Woodfield Boulevard
Boca Raton, FL, 33434