Form D · Hedge Fund
DERNS MARKET NEUTRAL FUND L P
Boca Raton, FL · CIK 0001369139
Offering snapshot reported Mar 11, 2010 · SEC filing
- Reported sold
- $3.39M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2002 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 11, 2010 | Amendment | $3,390,499 | No comparison | 9 | SEC filing |
| Mar 13, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-91831
All placement agent fees are paid from amounts otherwise payable to the Issuer's Investment Manager and not borne by the Issuer or investors.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Regal Securities, Inc. | 7297 |
Source: Form D, filed Mar 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alvin Dern | Director, Executive, Promoter |
| Mark Richard Dern | Director, Executive, Promoter |
| None Market Corporation | Promoter |
| None Valley Management, Lp | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
7777 Glades Road, Suite 207 A
Boca Raton, FL, 33434
Boca Raton, FL, 33434