Form D · Private Equity Fund
Derby RR OZB LLC
San Antonio, TX · CIK 0001781921
Offering snapshot reported Sep 11, 2023 · SEC filing
- Reported sold
- $40.4M Indefinite offering
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 28, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 11, 2023 | Amendment | $40,400,000 | $0vs Sep 15, 2022 | 11 | SEC filing |
| Sep 15, 2022 | Amendment | $40,400,000 | $0vs Sep 15, 2021 | 11 | SEC filing |
| Sep 15, 2021 | Amendment | $40,400,000 | No comparison | Not reported | SEC filing |
| Nov 3, 2020 | Amendment | $40,400,000 | $0vs Nov 6, 2019 | 11 | SEC filing |
| Nov 6, 2019 | Amendment | $40,400,000 | $25,423,000vs Jul 12, 2019 | 51 | SEC filing |
| Aug 20, 2019 | Amendment | $14,977,000 | $0vs Jul 12, 2019 | 3 | SEC filing |
| Jul 12, 2019 | Initial | $14,977,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-344139
Source: Form D, filed Sep 11, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joshua Bullock | Executive |
| Chris Creel | Executive |
| Derby Rr Oz Gp Llc | Executive |
| Anna Jones | Executive |
| Joel Katz | Executive |
| Melissa Mc Carthy | Executive |
| Ovation Management Llc | Executive |
| Na Ovation Management Llc | Director, Executive |
| Ovation Oz Management Llc | Executive |
| Joel Ovation Partners Lp | Promoter |
| Ovation Partners Lp | Executive |
| Michael Rovner | Executive |
| Jeff Serra | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Antonio, TX, 78249