Form D · Private Equity Fund

Derby RR OZ LP

San Antonio, TX · CIK 0001777156

Offering snapshot reported Sep 12, 2023 · SEC filing

Reported sold
$23.2M
Indefinite offering
Investors reported
39
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jun 28, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.6M$23.2MNov 6, 2019: $23,206,000.00Nov 6, 2019Nov 3, 2020: $23,206,000.00Nov 3, 2020Sep 15, 2021: $23,206,000.00Sep 15, 2021Sep 15, 2022: $23,206,000.00Sep 15, 2022Sep 12, 2023: $23,206,000.00Sep 12, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2023Amendment$23,206,000$0vs Sep 15, 202239SEC filing
Sep 15, 2022Amendment$23,206,000$0vs Sep 15, 202139SEC filing
Sep 15, 2021Amendment$23,206,000$0vs Nov 3, 202039SEC filing
Nov 3, 2020Amendment$23,206,000$0vs Nov 6, 201939SEC filing
Nov 6, 2019Initial$23,206,000No comparison39SEC filing
Jul 12, 2019Initial$14,977,000No comparison30SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$25K
Finders' fees
$0
Form D file number
021-352697
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
W.G. Nielsen & Co.41093

Source: Form D, filed Sep 12, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DERBY RR OZ LP

Investment adviser: ATX OZ MANAGEMENT, LLC

Gross asset value
$23.2M
Beneficial owners
39
ADV minimum commitment
$250K

Reported in Form ADV on Mar 19, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JUNIPER SQUARE SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAUER AND CO AUSTIN, Texas, United States
Custodian WELLS FARGO AUSTIN, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BAUER AND CO
PCAOB 6072

Filing source

Form ADV 1947459 · Mar 19, 2025 · Schedule D 7.B.(1), fund 805-5908654394

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joshua Bullock Executive
Chris Creel Executive
Derby Rr Oz Gp Llc Executive
Anna Jones Executive
Joel Katz Executive
Melissa Mc Carthy Executive
Ovation Management Llc Executive
Na Ovation Management Llc Executive
Ovation Oz Management Llc Executive
Na Ovation Partners Lp Promoter
Ovation Partners Lp Promoter
Michael Rovner Executive
Jeff Serra Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12000 Network Blvd. Bldg. B, Ste 210
San Antonio, TX, 78249