Form D · Other Investment Fund
Denali Capital CLO XI, Ltd.
Grand Cayman, E9 · CIK 0001638977
Offering snapshot reported Apr 8, 2015 · SEC filing
- Reported sold
- $29.1M Offering amount: $29.1M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Mar 25, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 8, 2015 | Initial | $29,100,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.86M
- Finders' fees
- $0
- Form D file number
- 021-237541
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Natixis Securities Americas LLC · CRD 1101 |
Source: Form D, filed Apr 8, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| George Bashforth | Director |
| Julian Black | Director |
| Richard Gordon | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Appleby Trust (Cayman) Ltd. Clifton House, 75 Fort St., Po Box 1350
Grand Cayman, E9, KY1-1108
Grand Cayman, E9, KY1-1108