Form D · Retailing

dELiAs, Inc.

New York, NY · CIK 0001337885

Offering snapshot reported Feb 26, 2014 · SEC filing

Reported sold
$44.1M
Offering amount: $44.1M
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 18, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 26, 2014Initial$44,100,000No comparison19SEC filing
Aug 1, 2013Initial$21,775,000No comparison10SEC filing

Offering details

Securities
Equity, Security to be acquired, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$1.91M (estimated)
Finders' fees
$0
Form D file number
021-212578
Series B Convertible Preferred Stock are convertible into 24,979,250 shares of common stock. Secured Convertible Notes, subject to receipt of stockholder approval, are mandatorily convertible into 241,166 shares of Series B Convertible Preferred Stock.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Janney Montgomery Scott LLC463

Source: Form D, filed Feb 26, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian Lex Austin Gemas Executive
Mario Ciampi Director
David Diamond Executive
David J. Dick Executive
Carter S. Evans Director
Tracy Gardner Director, Executive
Walter Killough Director, Executive
Paul J. Raffin Director
Scott M. Rosen Director
Ryan A. Schreiber Executive
Michael Zimmerman Director

Issuer details

Industry: Retailing (See others in industry)

Address:
50 West 23rd Street
New York, NY, 10010