Form D · Retailing
dELiAs, Inc.
New York, NY · CIK 0001337885
Offering snapshot reported Feb 26, 2014 · SEC filing
- Reported sold
- $44.1M Offering amount: $44.1M
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 18, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 26, 2014 | Initial | $44,100,000 | No comparison | 19 | SEC filing |
| Aug 1, 2013 | Initial | $21,775,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.91M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-212578
Series B Convertible Preferred Stock are convertible into 24,979,250 shares of common stock. Secured Convertible Notes, subject to receipt of stockholder approval, are mandatorily convertible into 241,166 shares of Series B Convertible Preferred Stock.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Janney Montgomery Scott LLC | 463 |
Source: Form D, filed Feb 26, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian Lex Austin Gemas | Executive |
| Mario Ciampi | Director |
| David Diamond | Executive |
| David J. Dick | Executive |
| Carter S. Evans | Director |
| Tracy Gardner | Director, Executive |
| Walter Killough | Director, Executive |
| Paul J. Raffin | Director |
| Scott M. Rosen | Director |
| Ryan A. Schreiber | Executive |
| Michael Zimmerman | Director |
Issuer details
Industry: Retailing (See others in industry)
Address:
50 West 23rd Street
New York, NY, 10010
New York, NY, 10010