Form D · Other Banking and Financial Services
Delaware Valley Financial Group, Inc.
King Of Prussia, PA · CIK 0001555513
Offering snapshot reported Aug 2, 2012 · SEC filing
- Reported sold
- $825K Offering amount: $12M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jun 1, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 2, 2012 | Initial | $825,000 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $75K
- Finders' fees
- $0
- Form D file number
- 021-182159
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Kildare Capital, Inc. | 45796 |
Source: Form D, filed Aug 2, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert S. Lipsey | Executive |
| Thomas C. Schirmer | Director, Executive |
| Marc H. Smith | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1021 W. 8 Th Ave
King Of Prussia, PA, 19406
King Of Prussia, PA, 19406