Form D · Other
DELAWARE INVESTMENTS U.S., INC.
Wilmington, DE · CIK 0001423633
Offering snapshot reported Jun 30, 2010 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 69 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 29, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 69
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 30, 2010 | Amendment | $0 | No comparison | 69 | SEC filing |
| Jul 1, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 10, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-113239
The value of the securities offered under the Plan cannot be determined. Up to 2,500,000 shares of common stock may be offered under the Plan, and 232,159 restricted stock units (RSUs) have been granted. No consideration was paid for such grants.
The foregoing may be offered pursuant to the Delaware Investments U.S., Inc. 2009 Incentive Compensation Plan (the "Plan").
Source: Form D, filed Jun 30, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick P. Coyne | Director, Executive |
| Dennis R. Glass | Director |
| William K. Langan | Director |
| David P. O'connor | Director, Executive |
| See Yeng Quek | Director |
Issuer details
Industry: Other (See others in industry)
Address:
1105 North Market Street Suite 908
Wilmington, DE, 19801
Wilmington, DE, 19801