Form D · Hedge Fund

DELAFIELD HAMBRECHT MICRO CAP VALUE FUND LP

Seattle, WA · CIK 0001295559

Offering snapshot reported Feb 14, 2019 · SEC filing

Reported sold
$18.5M
Indefinite offering
Investors reported
45
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2004
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2019Amendment$18,458,555No comparison45SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-66812

Source: Form D, filed Feb 14, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DELAFIELD HAMBRECHT MICROCAP VALUE FUND, LP

Investment adviser: DH PARTNERS, LLC

Gross asset value
$23.2M
Beneficial owners
45
ADV minimum commitment
$100K

Reported in Form ADV on Jul 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS FUND SERVICES BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1445623 · Jul 24, 2020 · Schedule D 7.B.(1), fund 805-5530631453

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew H Lufkin Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1301 2 Nd Avenue, Ste. 2850
Seattle, WA, 98101