Form D · Hedge Fund

Definitive Guardian Fund, Ltd.

Radnor, PA · CIK 0001463162

Offering snapshot reported Jan 8, 2015 · SEC filing

Reported sold
$460M
Indefinite offering
Investors reported
63
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 23, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$230M$460MMay 14, 2009: $7,300,000.00May 14, 2009May 14, 2010: $5,425,000.00Dec 21, 2010: $5,425,000.00Jan 6, 2012: $109,490,000.00Jan 9, 2013: $340,671,000.00Jan 9, 2014: $377,907,000.00Jan 8, 2015: $460,109,000.00Jan 8, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$377,907,000 → $460,109,000
  • Reported investors62 → 63

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 8, 2015Amendment$460,109,000$82,202,000vs Jan 9, 201463SEC filing
Jan 9, 2014Amendment$377,907,000$37,236,000vs Jan 9, 201362SEC filing
Jan 9, 2013Amendment$340,671,000$231,181,000vs Jan 6, 201256SEC filing
Jan 6, 2012Amendment$109,490,000$104,065,000vs Dec 21, 201020SEC filing
Dec 21, 2010Amendment$5,425,000$0vs May 14, 20103SEC filing
May 14, 2010Amendment$5,425,000-$1,875,000vs May 14, 20093SEC filing
May 14, 2009Initial$7,300,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-131210
The entity listed in Item 12 is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Corestone Distributors, LLC155941

Source: Form D, filed Jan 8, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert P. Arnott Director
Adam Benowitz Director
Definitive Capital Management, Lp Executive
Definitive Group, Llc Executive
Andrew Lutz Director, Executive
Tom Parsons Director
Peter Young Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Definitive Capital Management, Lp 555 East Lancaster Avenue, Suite 110
Radnor, PA, 19087