Form D · Other Investment Fund

Deerpath Capital Advantage IV (Cayman), LP

Grand Cayman, E9 · CIK 0001693647

Offering snapshot reported Dec 28, 2017 · SEC filing

Reported sold
$89.2M
Indefinite offering
Investors reported
26
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Dec 15, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$44.6M$89.2MJan 3, 2017: $18,500,000.00Jan 3, 2017Dec 28, 2017: $89,188,163.00Dec 28, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,500,000 → $89,188,163
  • Reported investors6 → 26

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 28, 2017Amendment$89,188,163$70,688,163vs Jan 3, 201726SEC filing
Jan 3, 2017Initial$18,500,000No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$195K (estimated)
Finders' fees
$0
Form D file number
021-277510

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Columbus Advisory Group, Ltd.126331
E.L.K. Capital Advisors, LLC134999

Source: Form D, filed Dec 28, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DEERPATH CAPITAL ADVANTAGE IV (CAYMAN), LP

Investment adviser: DEERPATH CAPITAL MANAGEMENT, LP

Gross asset value
$237M
Beneficial owners
32
ADV minimum commitment
$5M

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian U.S. BANK BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

U.S. BANK
LEI 5493001WC5CQQI9L9G80

Filing source

Form ADV 1401195 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-8516533701

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Anish K Bahl Executive, Promoter
John B Fitzgibbons Director
James H Kirby Executive
Gary C Wendt Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Co Services Cayman Limited Willow House, Cricket Square
Grand Cayman, E9, KY1-1001