Form D · Hedge Fund
Deerfield Special Situations Fund, L.P.
New York, NY · CIK 0001354395
Offering snapshot reported Mar 4, 2019 · SEC filing
- Reported sold
- $573M Indefinite offering
- Investors reported
- 104 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jan 1, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$570,892,297 → $573,143,520
- Reported investors101 → 104
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 4, 2019 | Amendment | $573,143,520 | $2,251,223vs Mar 2, 2018 | 104 | SEC filing |
| Mar 2, 2018 | Amendment | $570,892,297 | $148,657,000vs Mar 2, 2017 | 101 | SEC filing |
| Mar 2, 2017 | Amendment | $422,235,297 | $7,793,000vs Mar 2, 2016 | 85 | SEC filing |
| Mar 2, 2016 | Amendment | $414,442,297 | $1,125,000vs Mar 2, 2015 | 81 | SEC filing |
| Mar 2, 2015 | Amendment | $413,317,297 | $240,382,934vs Feb 28, 2014 | 80 | SEC filing |
| Feb 28, 2014 | Amendment | $172,934,363 | $75,221,183vs Feb 28, 2013 | 57 | SEC filing |
| Feb 28, 2013 | Amendment | $97,713,180 | $17,570,000vs Feb 28, 2012 | 39 | SEC filing |
| Feb 28, 2012 | Amendment | $80,143,180 | $8,606,625vs Feb 28, 2011 | 36 | SEC filing |
| Feb 28, 2011 | Amendment | $71,536,555 | $4,150,000vs Mar 15, 2010 | 36 | SEC filing |
| Mar 15, 2010 | Amendment | $67,386,555 | No comparison | 34 | SEC filing |
| Mar 10, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-128349
Source: Form D, filed Mar 4, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
DEERFIELD SPECIAL SITUATIONS FUND, L.P.
Investment adviser: DEERFIELD MANAGEMENT COMPANY, L.P.
- Gross asset value
- $17.3M
- Beneficial owners
- 74
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1277
GOLDMAN SACHS & CO. LLC
SEC 8-129
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97
MORGAN STANLEY CAPITAL SERVICES LLC
LEI I7331LVCZKQKX5T7XV54
MORGAN STANLEY & CO. LLC
SEC 8-15869
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
UBS AG
LEI BFM8T61CT2L1QCEMIK50
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740
Filing source
Form ADV 1517652 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-1085590115
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Flynn | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017