Form D · Hedge Fund

Deerfield Special Situations Fund International LTD

Tortola, D8 · CIK 0001354397

Offering snapshot reported Feb 28, 2014 · SEC filing

Reported sold: $174M
Investors reported: 28
Minimum accepted: $250K
First sale: Jan 1, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$160,404,230 → $174,404,230
Reported investors24 → 28

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 28, 2014	Amendment	$174,404,230	$14,000,000vs Feb 28, 2013	28	SEC filing
Feb 28, 2013	Amendment	$160,404,230	$20,000,000vs Feb 28, 2012	24	SEC filing
Feb 28, 2012	Amendment	$140,404,230	$52,210,730vs Feb 28, 2011	23	SEC filing
Feb 28, 2011	Amendment	$88,193,500	$13,800,000vs Mar 17, 2010	19	SEC filing
Mar 17, 2010	Amendment	$74,393,500	No comparison	15	SEC filing
Apr 19, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-102409

Source: Form D, filed Feb 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DEERFIELD SPECIAL SITUATIONS FUND INTERNATIONAL LIMITED

Investment adviser: DEERFIELD MANAGEMENT COMPANY, L.P.

Gross asset value: $151M
Beneficial owners: 14
ADV minimum commitment: $1M

Reported in Form ADV on Sep 28, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITI HEDGE FUND SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG NEW YORK, New York, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 662440 · Sep 28, 2012 · Schedule D 7.B.(1), fund 805-3433455176

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Graham Cook	Director
James Flynn	Director
Nicholas Lane	Director
Peter Young	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Harneys Corp Srvcs Limited Cragmuir Chambers, P.O. Box 71,Road Town
Tortola, D8, VG1110