Form D · Private Equity Fund

Deerfield Healthcare Innovations Fund III-A, L.P.

New York, NY · CIK 0001970122

Offering snapshot reported Nov 1, 2024 · SEC filing

Reported sold
$470M
Indefinite offering
Investors reported
35
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 3, 2023
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 35

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 1, 2024Amendment$469,633,000No comparison35SEC filing
Nov 2, 2023InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-496386
Includes amounts in respect of Issuer's parallel entity. The general partner reserves the right to offer a greater amount of limited partner interests.

Source: Form D, filed Nov 1, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

DEERFIELD HEALTHCARE INNOVATIONS FUND III-A, L.P.

Investment adviser: DEERFIELD MANAGEMENT COMPANY, L.P.

Gross asset value
$170M
Beneficial owners
41
ADV minimum commitment
$1M

Reported in Form ADV on Jul 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LTD HAMILTON, Bermuda Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY CAPITAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1277

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY CAPITAL SERVICES LLC
LEI I7331LVCZKQKX5T7XV54

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80

Fund asset history · 3 annual observations Gross asset value by annual ADV filing$0$84.8M$170MFY 2023: $15,893,595.00FY 2023FY 2024: $62,246,325.00FY 2024FY 2025: $169,627,214.00FY 2025

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Fiscal yearGross assetsBeneficial ownersADV filed
2023$15,893,5955Mar 28, 2024
2024$62,246,32536Mar 28, 2025
2025$169,627,21441Mar 26, 2026
Filing source

Form ADV 2120306 · Jul 31, 2026 · Schedule D 7.B.(1), fund 805-8417196186

Reported by DEERFIELD MANAGEMENT COMPANY, L.P. (CRD 157876).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Deerfield Mgmt Hif Iii, L.P. Promoter
James E. Flynn Executive, Promoter
N/A N/A J.E. Flynn Capital Hif Iii, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
345 Park Avenue South 12 Th Floor
New York, NY, 10010