Form D · Private Equity Fund
Deerfield Healthcare Innovations Fund III-A, L.P.
New York, NY · CIK 0001970122
Offering snapshot reported Nov 1, 2024 · SEC filing
- Reported sold
- $470M Indefinite offering
- Investors reported
- 35 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 3, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 35
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 1, 2024 | Amendment | $469,633,000 | No comparison | 35 | SEC filing |
| Nov 2, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-496386
Includes amounts in respect of Issuer's parallel entity. The general partner reserves the right to offer a greater amount of limited partner interests.
Source: Form D, filed Nov 1, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
DEERFIELD HEALTHCARE INNOVATIONS FUND III-A, L.P.
Investment adviser: DEERFIELD MANAGEMENT COMPANY, L.P.
- Gross asset value
- $170M
- Beneficial owners
- 41
- ADV minimum commitment
- $1M
Reported in Form ADV on Jul 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1277
MORGAN STANLEY & CO. LLC
SEC 8-15869
MORGAN STANLEY CAPITAL SERVICES LLC
LEI I7331LVCZKQKX5T7XV54
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80
Fund asset history · 3 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2023 | $15,893,595 | 5 | Mar 28, 2024 |
| 2024 | $62,246,325 | 36 | Mar 28, 2025 |
| 2025 | $169,627,214 | 41 | Mar 26, 2026 |
Filing source
Form ADV 2120306 · Jul 31, 2026 · Schedule D 7.B.(1), fund 805-8417196186
Reported by DEERFIELD MANAGEMENT COMPANY, L.P. (CRD 157876).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A N/A Deerfield Mgmt Hif Iii, L.P. | Promoter |
| James E. Flynn | Executive, Promoter |
| N/A N/A J.E. Flynn Capital Hif Iii, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10010