Form D · Other
Deep Yellow Ltd
Subiaco, C3 · CIK 0001710092
Offering snapshot reported Jun 27, 2017 · SEC filing
- Reported sold
- $6.58M Offering amount: $6.58M
- Investors reported
- 244 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 12, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 27, 2017 | Initial | $6,575,111 | No comparison | 244 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $438K
- Finders' fees
- $0
- Form D file number
- 021-289453
An exchange rate of AUD:USD 1:0.75 is used. In the addition to the amount sold above, the Issuer conducted a simultaneous offering under Regulation S and/or other registration exemptions under the U.S. Securities Act of 1933.
An exchange rate of AUD:USD 1:0.75 is used.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sprott Global Resource Investments, Ltd. a California limited partnership | 35878 |
Source: Form D, filed Jun 27, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Borshoff | Director, Executive |
| Rudolf Brunovs | Director |
| Mervyn Patrick Greene | Director |
| Mark Edward Pitts | Executive |
| Ursula Pretorious | Executive |
| Christopher Justin Reid | Director |
| Gillian Swaby | Director |
| Christophe Urtel | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Unit 17, Second Floor 100 104 Railway Road
Subiaco, C3, 6008
Subiaco, C3, 6008