Form D · Hedge Fund

DEEP WOODS PARTNERS QP, L.P.

Boston, MA · CIK 0001430199

Offering snapshot reported Apr 30, 2014 · SEC filing

Reported sold
$8.7M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 7, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.35M$8.7MJan 20, 2011: $5,500,000.00Jan 20, 2011Jan 20, 2012: $8,500,000.00Jan 20, 2012Apr 30, 2012: $8,500,000.00Apr 30, 2013: $8,700,000.00Apr 30, 2013Apr 30, 2014: $8,700,000.00Apr 30, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 30, 2014Amendment$8,700,000$0vs Apr 30, 20131SEC filing
Apr 30, 2013Amendment$8,700,000$3,200,000vs Jan 20, 20111SEC filing
Apr 30, 2012Amendment$8,500,000$3,000,000vs Jan 20, 20111SEC filing
Jan 20, 2012Amendment$8,500,000$3,000,000vs Jan 20, 20111SEC filing
Jan 20, 2011Initial$5,500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-154126

Source: Form D, filed Apr 30, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DEEP WOODS PARTNERS QP, L.P.

Investment adviser: SHEPHERD KAPLAN KROCHUK, LLC

Gross asset value
$12.6M
Beneficial owners
2
ADV minimum commitment
$250K

Reported in Form ADV on Mar 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HURLEY, ONEILL & COMPANY, P.C. QUINCY, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN KASS BOSTON, Massachusetts, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 792312 · Mar 27, 2014 · Schedule D 7.B.(1), fund 805-3203903198

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Fraser Executive
Rudolph K. Kluiber Executive
Timothy A. Krochuk Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Square 11 Th Floor
Boston, MA, 02109