Form D · Oil and Gas
Deep Down, Inc.
Houston, TX · CIK 0001110607
Offering snapshot reported Sep 13, 2013 · SEC filing
- Reported sold
- $7.35M Offering amount: $8M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 10, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 13, 2013 | Initial | $7,353,200 | No comparison | 15 | SEC filing |
| May 18, 2010 | Initial | $515,000 | No comparison | 9 | SEC filing |
| Jun 18, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $269K
- Form D file number
- 021-202900
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stonegate Securities, Inc. | 6376 |
Source: Form D, filed Sep 13, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mary Lynne Budrunas | Director |
| Eugene Louis Butler | Director, Executive |
| Mark Reinhold Hollinger | Director |
| Gay Stanley Mayeux | Executive |
| Ronald Eric Smith | Director, Executive |
| Randolph Wayne Warner | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
8827 W. Sam Houston Pkwy North Suite 100
Houston, TX, 77040
Houston, TX, 77040