Form D · Other Investment Fund

Deans Knight Income Fund

Vancouver, A1 · CIK 0001718792

Offering snapshot reported Dec 2, 2019 · SEC filing

Reported sold
$213K
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Apr 30, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$106K$213KOct 4, 2017: $18,302.00Oct 4, 2017Oct 2, 2018: $18,302.00Oct 2, 2018Dec 2, 2019: $212,644.00Dec 2, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$18,302 → $212,644
  • Reported investors1 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 2, 2019Amendment$212,644$194,342vs Oct 2, 20183SEC filing
Oct 2, 2018Amendment$18,302$0vs Oct 4, 20171SEC filing
Oct 4, 2017Initial$18,302No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-295998
Amount sold in U.S. dollars based on exchange rate as of date of first sale.

Source: Form D, filed Dec 2, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DEANS KNIGHT INCOME FUND

Investment adviser: DEANS KNIGHT CAPITAL MANAGEMENT LTD.

Gross asset value
$100M
Beneficial owners
268
ADV minimum commitment
$19.6K

Reported in Form ADV on Mar 30, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SGGG FUND SERVICES INC. TORONTO, Canada Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS, LLP VANCOUVER, Canada
Custodian RBC INVESTOR AND TREASURY SERVICES TORONTO, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSE COOPERS, LLP
PCAOB 238

Filing source

Form ADV 1502996 · Mar 30, 2021 · Schedule D 7.B.(1), fund 805-3421169439

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Deans Knight Capital Management Ltd. Executive
Kelsey F. Dunwoodie Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Suite 1500 999 West Hastings Street
Vancouver, A1, V6C 2W2