Form D · Hedge Fund

Dean Capital Investments Micro, LLC

Vienna, VA · CIK 0001647948

Offering snapshot reported Mar 8, 2018 · SEC filing

Reported sold
$148M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$74M$148MJul 16, 2015: $30,000,000.00Jul 16, 2015Mar 11, 2016: $66,094,809.00Mar 11, 2016Mar 10, 2017: $148,042,789.00Mar 10, 2017Mar 8, 2018: $148,042,789.00Mar 8, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 8, 2018Amendment$148,042,789$0vs Mar 10, 20173SEC filing
Mar 10, 2017Amendment$148,042,789$81,947,980vs Mar 11, 20163SEC filing
Mar 11, 2016Amendment$66,094,809$36,094,809vs Jul 16, 20153SEC filing
Jul 16, 2015Initial$30,000,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-243865

Source: Form D, filed Mar 8, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DEAN CAPITAL INVESTMENTS MICRO, LLC

Investment adviser: DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC

Gross asset value
$34.9M
Beneficial owners
1
ADV minimum commitment
$0

Reported in Form ADV on Jan 10, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM US LLP MCLEAN, Virginia, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian UNITED BANK VIENNA, Virginia, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

UNITED BANK
LEI 549300MKOZ81ZWTNKB12

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1262969 · Jan 10, 2019 · Schedule D 7.B.(1), fund 805-3128821837

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Dean Capital Investments Management, Llc Executive
James Smist Executive
Dean L. Wilde, Ii Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8065 Leesburg Pike 5 Th Floor
Vienna, VA, 22182