Form D · Hedge Fund

Dean Capital Investments Holdings, LLC

Mclean, VA · CIK 0001652900

Offering snapshot reported Jul 27, 2023 · SEC filing

Reported sold
$589M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 8, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$294M$589MAug 5, 2021: $572,697,034.00Aug 5, 2021Jul 29, 2022: $578,216,729.00Jul 29, 2022Jul 27, 2023: $588,630,797.00Jul 27, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$578,216,729 → $588,630,797

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 27, 2023Amendment$588,630,797$10,414,068vs Jul 29, 20222SEC filing
Jul 29, 2022Amendment$578,216,729$5,519,695vs Aug 5, 20212SEC filing
Aug 5, 2021Amendment$572,697,034No comparisonNot reportedSEC filing
Aug 6, 2020Amendment$564,697,034$3,002,052vs Aug 27, 20192SEC filing
Aug 27, 2019Amendment$561,694,982$3,800,000vs Aug 28, 20182SEC filing
Aug 28, 2018Amendment$557,894,982$43,493,522vs Aug 29, 20172SEC filing
Aug 29, 2017Amendment$514,401,460$340,709,501vs Sep 19, 20162SEC filing
Sep 19, 2016Amendment$173,691,959$154,468,319vs Sep 23, 20152SEC filing
Sep 23, 2015Initial$19,223,640No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-248080

Source: Form D, filed Jul 27, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DEAN CAPITAL INVESTMENTS HOLDINGS, LLC

Investment adviser: DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC

Gross asset value
$387M
Beneficial owners
13
ADV minimum commitment
$0

Reported in Form ADV on Mar 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM US LLP MCLEAN, Virginia, United States
Custodian UNITED BANK VIENNA, Virginia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

UNITED BANK
LEI 549300MKOZ81ZWTNKB12

Filing source

Form ADV 1277711 · Mar 30, 2019 · Schedule D 7.B.(1), fund 805-1289824816

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Dc Investments Management, Llc Executive
N/A Dean Capital Investments Management, Llc Executive
James P Smist Director
Audrey Rl Wilde Director
Dean L Wilde Ii Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1600 Tysons Boulevard 5 Th Floor
Mclean, VA, 22102