Form D · Other
DE Acquisition 3, Inc.
Minneapolis, MN · CIK 0001487935
Offering snapshot reported Aug 18, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $12M
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 18, 2011 | Initial | Yet to sell | No comparison | 23 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $120K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-164661
The Issuer has received subscriptions in an amount equal to $5,020,000 however, the Company has not closed on such funds and they remain in escrow.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Northland Securities, Inc. | 40258 |
Source: Form D, filed Aug 18, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dennis Nguyen | Director, Executive |
| Todd Vollmers | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Us Bancorp Center, Suite 2690 800 Nicollet Mall
Minneapolis, MN, 55402
Minneapolis, MN, 55402