Form D · Other Investment Fund
Polen DDJ/SCS Floating Rate Loan Fund, L.P.
Waltham, MA · CIK 0001892706
Offering snapshot reported Nov 9, 2023 · SEC filing
- Reported sold
- $150M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Nov 2, 2021 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 9, 2023 | Amendment | $150,000,000 | $0vs Nov 9, 2022 | 1 | SEC filing |
| Nov 9, 2022 | Amendment | $150,000,000 | $0vs Nov 9, 2021 | 1 | SEC filing |
| Nov 9, 2021 | Initial | $150,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-420537
The initial subscription was $150M.The minimum subscription amount of $5M may be waived by the General Partner. As of the date hereof, the sole limited partner has redeemed 100% of its investment and the Fund is expected to be dissolved by 12/31/2023.
Source: Form D, filed Nov 9, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Investment Manager Ddj Capital Management, Llc | Promoter |
| General Partner Ddj/Gp Scs Floating Rate Loan, Llc | Promoter |
| Investment Manager Polen Capital Credit, Llc | Promoter |
| General Partner Polen Ddj/Gp Scs Floating Rate Loan, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Waltham, MA, 02451