Form D · Hedge Fund

DCM Targeted Alpha Fund, LLC

New York, NY · CIK 0001729421

Offering snapshot reported Apr 14, 2020 · SEC filing

Reported sold: $7.27M
Investors reported: 37
Minimum accepted: $250K
First sale: Jul 1, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$7,225,000 → $7,273,685
Reported investors36 → 37

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 14, 2020	Amendment	$7,273,685	$48,685vs Jan 23, 2019	37	SEC filing
Jan 23, 2019	Amendment	$7,225,000	No comparison	36	SEC filing
Jan 30, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-304360

Source: Form D, filed Apr 14, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DCM TARGETED ALPHA FUND, LLC

Investment adviser: DISCOVERY CAPITAL MANAGEMENT, LLC

Gross asset value: $21.7M
Beneficial owners: 35
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG INVESTOR SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & CO LTD HUNT VALLEY, Maryland, United States

Marketer ALTERNATIVE CAPITAL ADVISERS, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

COHEN & CO LTD
PCAOB 925

ALTERNATIVE CAPITAL ADVISERS, LLC
CRD 168745 · SEC 801-78641

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1494729 · Mar 31, 2021 · Schedule D 7.B.(1), fund 805-2575343219

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Mc Niff	Executive
Donald Motschwiller	Executive
Thomas Zucosky	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1500 Broadway, 11th Floor
New York, NY, 10036