Form D · Other Investment Fund

DCM Phoenix Fund, LLC

Clive, IA · CIK 0001468478

Offering snapshot reported Aug 10, 2010 · SEC filing

Reported sold
$3.17M
Offering amount: $30M
Investors reported
44
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jul 14, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.59M$3.17MJul 29, 2009: $3,100,000.00Jul 29, 2009Aug 10, 2010: $3,172,146.00Aug 10, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,100,000 → $3,172,146
  • Reported investors45 → 44

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 10, 2010Amendment$3,172,146$72,146vs Jul 29, 200944SEC filing
Jul 29, 2009Initial$3,100,000No comparison45SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-133175

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
DeWaay Financial Network, LLC30767

Source: Form D, filed Aug 10, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian Boyle Executive
Donald Gene De Waay Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
13001 University Avenue
Clive, IA, 50325