Form D · Other Investment Fund
DCM ALPHA LLC
Clive, IA · CIK 0001352321
Offering snapshot reported Aug 17, 2011 · SEC filing
- Reported sold
- $7.85M Offering amount: $30M
- Investors reported
- 78 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 30, 2006 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 17, 2011 | Amendment | $7,852,882 | $0vs Aug 10, 2010 | 78 | SEC filing |
| Aug 10, 2010 | Amendment | $7,852,882 | No comparison | 78 | SEC filing |
| Feb 1, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-85934
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| VSR Financial Services, Inc. | 14503 |
Source: Form D, filed Aug 17, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian Boyle | Executive |
| Donald Gene De Waay | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Clive, IA, 50325