Form D · Private Equity Fund

DCG/UGOC Equity Fund, LLC

Troy, NY · CIK 0001546086

Offering snapshot reported May 16, 2012 · SEC filing

Reported sold: $8.28M
Investors reported: 84
Minimum accepted: $15K
First sale: Sep 8, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 16, 2012	Amendment	$8,277,050	$0vs Apr 11, 2012	84	SEC filing
Apr 11, 2012	Initial	$8,277,050	No comparison	84	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $80.8K
Finders' fees: $140K
Form D file number: 021-176519

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Dinosaur Securities, L.L.C.	104446	Dinosaur Securities, L.L.C. · CRD 104446
MCM Securities LLC	41571	MCM Securities LLC · CRD 41571
The United Group of Companies	None	The United Group of Companies

Source: Form D, filed May 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard W. Davis	Executive, Promoter
Walter F. Uccellini	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

300 Jordan Road
Troy, NY, 12180