Form D · Hedge Fund

DC Investments Alpha Fund, LLC

Mclean, VA · CIK 0001678469

Offering snapshot reported Feb 28, 2023 · SEC filing

Reported sold
$416M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 23, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$208M$416MJul 8, 2016: $100.00Jul 8, 2016Mar 10, 2017: $76,965,012.00Mar 8, 2018: $115,619,025.00Mar 7, 2019: $147,961,617.00Mar 4, 2020: $168,562,934.00Mar 3, 2021: $404,505,071.00Mar 2, 2022: $404,936,083.00Feb 28, 2023: $416,404,330.00Feb 28, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$404,936,083 → $416,404,330

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 28, 2023Amendment$416,404,330$11,468,247vs Mar 2, 20221SEC filing
Mar 2, 2022Amendment$404,936,083$431,012vs Mar 3, 20211SEC filing
Mar 3, 2021Amendment$404,505,071$235,942,137vs Mar 4, 20201SEC filing
Mar 4, 2020Amendment$168,562,934$20,601,317vs Mar 7, 20191SEC filing
Mar 7, 2019Amendment$147,961,617$32,342,592vs Mar 8, 20181SEC filing
Mar 8, 2018Amendment$115,619,025$38,654,013vs Mar 10, 20171SEC filing
Mar 10, 2017Amendment$76,965,012$76,964,912vs Jul 8, 20161SEC filing
Jul 8, 2016Initial$100No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-266634

Source: Form D, filed Feb 28, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DC INVESTMENTS ALPHA FUND, LLC

Investment adviser: DEAN CAPITAL INVESTMENTS MANAGEMENT, LLC

Gross asset value
$216M
Beneficial owners
1
ADV minimum commitment
$0

Reported in Form ADV on Mar 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US LLP MCLEAN, Virginia, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian UNITED BANK VIENNA, Virginia, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

MERRILL LYNCH INTERNATIONAL
LEI GGDZP1UYGU9STUHRDP48

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

UNITED BANK
LEI 549300MKOZ81ZWTNKB12

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1277711 · Mar 30, 2019 · Schedule D 7.B.(1), fund 805-9421111879

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dc Investments Management, Llc Director
N/A Dean Capital Investments Management, Llc Executive
James P. Smist Director
Audrey Rl Wilde Director
Dean L. Wilde Ii Director
Dean Wilde, Ii Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1600 Tysons Boulevard Fifth Floor
Mclean, VA, 22102