Form D · Hedge Fund
dbX-Global Macro 9 Fund
St Helier, Y9 · CIK 0001532339
Offering snapshot reported Oct 17, 2012 · SEC filing
- Reported sold
- Yet to sell Offering amount: $150M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Minimum accepted$100,000 → $250,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 17, 2012 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Oct 11, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-167039
A placement fee of up to 5% of the relevant subscription amount may be charged to an investor.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutsche Bank AG | None | |
| Deutsche Bank Securities Inc. | 2525 |
Source: Form D, filed Oct 17, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Becker | Director |
| Alan Booth | Director |
| Paul Cope | Director |
| N/A Deutsche International Corporate Services Limited | Promoter |
| N/A Deutsche International Custodial Services Limited | Promoter |
| Ed Fletcher | Director |
| Niall Gorman | Director |
| David Mc Guinness | Director |
| Tina Saunders | Director |
| N/A Tt International | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Deutsche International Corp Services Ltd St Paul's Gate, New Street
St Helier, Y9, JE4 8ZB
St Helier, Y9, JE4 8ZB