Form D · Hedge Fund
dbX-CTA 5 Feeder Fund
Jersey, Channel Islands, X0 · CIK 0001537790
Offering snapshot reported Dec 21, 2011 · SEC filing
- Reported sold
- $20M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Dec 8, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2011 | Initial | $20,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-170437
A placement fee of up to 5% of the relevant subscription amount may be charged to an investor.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutsche Bank AG | None | |
| Deutsche Bank Securities Inc. | 2525 |
Source: Form D, filed Dec 21, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Peter Becker | Director |
| Alan Booth | Executive |
| Paul Cope | Director |
| N/A Deutsche Bank International Limited | Promoter |
| N/A Deutsche International Corporate Services Limited | Promoter |
| Ed Fletcher | Director |
| Niall Gorman | Director |
| David Mc Guinness | Director |
| Tina Saunders | Executive |
| Paul Shevlin | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Deutsche International Corp Services Ltd St Paul's Gate, New Street, St Helier
Jersey, Channel Islands, X0, JE4 8ZB
Jersey, Channel Islands, X0, JE4 8ZB