Form D · Other Banking and Financial Services

DB-SPV, LLC

San Francisco, CA · CIK 0001580382

Offering snapshot reported Jul 15, 2013 · SEC filing

Reported sold
$4.01M
Offering amount: $10M
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 17, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 15, 2013Initial$4,010,000No comparison12SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$100K
Finders' fees
$0
Form D file number
021-199694

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Partnership Capital Growth, LLC140385

Source: Form D, filed Jul 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DB-SPV LLC

Investment adviser: PARTNERSHIP CAPITAL GROWTH INVESTORS MANAGEMENT, LLC

Gross asset value
$11.2M
Beneficial owners
21
ADV minimum commitment
$25K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EISNER AMPER FUND SERVICES LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

Filing source

Form ADV 1627447 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-6340936150

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Partnership Capital Growth Investors Management, Llc Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
One Embarcadero Center Suite 3810
San Francisco, CA, 94111