Form D · Private Equity Fund

DB Private Equity & Credit Opportunities Select Fund (U.S.), L.P.

New York, NY · CIK 0001470581

Offering snapshot reported Aug 20, 2010 · SEC filing

Reported sold
$46.3M
Offering amount: $400M
Investors reported
84
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Aug 12, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23.1M$46.3MAug 26, 2009: $22,400,000.00Aug 26, 2009Dec 21, 2009: $30,250,000.00Dec 21, 2009Dec 28, 2009: $30,250,000.00Dec 30, 2009: $30,250,000.00Jun 21, 2010: $44,650,000.00Aug 20, 2010: $46,250,000.00Aug 20, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$44,650,000 → $46,250,000
  • Reported investors79 → 84

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 20, 2010Amendment$46,250,000$1,600,000vs Jun 21, 201084SEC filing
Jun 21, 2010Amendment$44,650,000$14,400,000vs Dec 30, 200979SEC filing
Dec 30, 2009Amendment$30,250,000$0vs Dec 28, 200950SEC filing
Dec 28, 2009Amendment$30,250,000$0vs Dec 21, 200950SEC filing
Dec 21, 2009Amendment$30,250,000$7,850,000vs Aug 26, 200950SEC filing
Aug 26, 2009Initial$22,400,000No comparison36SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$3.47M
Finders' fees
$0
Form D file number
021-133937
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneDeutsche Bank Securities Inc. · CRD 2525

Source: Form D, filed Aug 20, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DB PRIVATE EQUITY & CREDIT OPPORTUNITIES SELECT FUND (U.S.), L.P.

Investment adviser: DWS INVESTMENTS SINGAPORE LIMITED

Gross asset value
$35M
Beneficial owners
85
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: Yes
Marketer DEUTSCHE BANK AG (HAMBURG) HAMBURG, Germany Related to adviser: Yes
Marketer DEUTSCHE BANK AG (HONG KONG BRANCH) HONG KONG, Hong Kong Related to adviser: Yes
Marketer DEUTSCHE BANK AG (LONDON BRANCH) LONDON, United Kingdom Related to adviser: Yes
Marketer DEUTSCHE BANK AG (LUXEMBOURG) LUXEMBOURG, Luxembourg Related to adviser: Yes
Marketer DEUTSCHE BANK AG (SINGAPORE BRANCH) SINGAPORE, Singapore Related to adviser: Yes
Marketer DEUTSCHE BANK (BELGIUM) S.A. BRUSSELS, Belgium Related to adviser: Yes
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer DEUTSCHE BANK (SUISSE) S.A. GENEVA, Switzerland Related to adviser: Yes
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Filing source

Form ADV 906475 · Mar 31, 2015 · Schedule D 7.B.(1), fund 805-4207737035

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Marco Bizzozero Executive
Florian Ernst Director
Charles Kiley Executive
Carlos Munoz Lucas Director
Peter Pfister Executive
David Plimpton Executive
Opportunities Select Gp, Ltd. Private Equity & Credit Director
Colleen Sellers Executive
Wes Sturdevant Director
Pying Huan Wang Director
Nikolaus Wein Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
280 Park Avenue Middle 4 Th Floor, Mail Stop Nyc03 0422
New York, NY, 10017