Form D · Private Equity Fund

DB Private Equity Asia Select Fund IV (International), L.P.

New York, NY · CIK 0001509010

Offering snapshot reported Sep 9, 2011 · SEC filing

Reported sold
$6.5M
Offering amount: $150M
Investors reported
11
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Dec 17, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.25M$6.5MDec 29, 2010: $3,750,000.00Dec 29, 2010Sep 9, 2011: $6,500,000.00Sep 9, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,750,000 → $6,500,000
  • Reported investors4 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 9, 2011Amendment$6,500,000$2,750,000vs Dec 29, 201011SEC filing
Dec 29, 2010Initial$3,750,000No comparison4SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$488K
Finders' fees
$0
Form D file number
021-152644
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneDeutsche Bank Securities Inc. · CRD 2525

Source: Form D, filed Sep 9, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DB PRIVATE EQUITY ASIA SELECT FUND IV INTERNATIONAL

Investment adviser: DWS INVESTMENTS SINGAPORE LIMITED

Gross asset value
$18M
Beneficial owners
88
ADV minimum commitment
$250K

Reported in Form ADV on Mar 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer DEUTSCHE BANK AG FRANKFURT, Germany Related to adviser: Yes
Marketer DEUTSCHE BANK AG (HONG KONG BRANCH) HONG KONG, Hong Kong Related to adviser: Yes
Marketer DEUTSCHE BANK AG (LONDON) LONDON, United Kingdom Related to adviser: Yes
Marketer DEUTSCHE BANK AG (SINGAPORE BRANCH) SINGAPORE, Singapore Related to adviser: Yes
Marketer DEUTSCHE BANK (BELGIUM) S.A. BRUSSELS, Belgium Related to adviser: Yes
Marketer DEUTSCHE BANK (HAMBURG) A.G. HAMBURG, Germany Related to adviser: Yes
Marketer DEUTSCHE BANK (LUXEMBOURG) S.A. LUXEMBOURG, Luxembourg Related to adviser: Yes
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer DEUTSCHE BANK (SUISSE) S.A. GENEVA, Switzerland Related to adviser: Yes
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Filing source

Form ADV 906475 · Mar 31, 2015 · Schedule D 7.B.(1), fund 805-9357139604

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles Kiley Executive
Peter Pfister Executive
Not Applicable Private Equity Asia Select Iv Gp, Ltd. Director
Colleen Sellers Executive
Wes Sturdevant Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
345 Park Avenue, 24 Th Floor Mail Stop 20 2422
New York, NY, 10154