Form D · Hedge Fund

DB Investors Fund III, LLC

New York, NY · CIK 0001799009

Offering snapshot reported Jan 29, 2020 · SEC filing

Reported sold: $775K
Investors reported: 4
Minimum accepted: $50K
First sale: Sep 3, 2019

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 29, 2020	Initial	$775,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-359227

Source: Form D, filed Jan 29, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DB INVESTORS FUND III, LLC

Investment adviser: BRAHMAN CAPITAL CORP

Gross asset value: $1.3M
Beneficial owners: 5
ADV minimum commitment: $125K

Reported in Form ADV on May 3, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1760073 · May 3, 2023 · Schedule D 7.B.(1), fund 805-5026432030

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
DB Investors Fund I, LLC	Oct 28, 2022	$11,021,000	23
DB Investors Fund II, L.P.	May 8, 2019	$3,113,374	4
DB Investors Fund III, LLC (this fund)	Jan 29, 2020	$775,000	4
DB Investors Fund IV, L.P.	Jan 29, 2020	$20,465,000	4

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brahman Capital Corp.	Executive, Promoter
Brahman Management, L.L.C.	Executive
Mitchell A. Kuflik	Executive
Robert A. Sobel	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

655 Third Avenue 11 Th Floor
New York, NY, 10017