Form D · Pooled Investment Fund
DB Advisors US Small Cap Growth Investment Trust
Salem, NH · CIK 0001458260
Offering snapshot reported Mar 23, 2009 · SEC filing
- Reported sold
- $200K Indefinite offering
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 23, 2009 | Initial | $200,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-128337
Source: Form D, filed Mar 23, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jennifer Birmingham | Executive |
| Sheila Cadogan | Executive |
| Patricia Defilippis | Executive |
| Roger Gray | Executive |
| Susan Hartnett | Executive |
| Sandra Jahnke | Executive |
| Christine Rosner | Executive |
| Paul Schubert | Executive |
| Nancy Tanzil | Executive |
| Jason Vasquez | Executive |
| Sheldon Winicour | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Dws Trust Company 11 Northeastern Boulevard
Salem, NH, 03079
Salem, NH, 03079