Form D · Venture Capital Fund

Dawson CleanTech Opportunity Fund 2014

Los Angeles, CA · CIK 0001607695

Offering snapshot reported Dec 3, 2015 · SEC filing

Reported sold
$2.28M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
May 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.14M$2.28MMay 12, 2014: $1,000,000.00May 12, 2014Dec 3, 2015: $2,275,000.00Dec 3, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,000,000 → $2,275,000
  • Reported investors9 → 10
  • Minimum accepted$50,000 → $25,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 3, 2015Amendment$2,275,000$1,275,000vs May 12, 201410SEC filing
May 12, 2014Initial$1,000,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-217138
Target total is $2 million to $2.5 million

Source: Form D, filed Dec 3, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DAWSON CLEANTECH OPPORTUNITIES FUND 2014

Investment adviser: FIFTH SEASON VENTURES LLC

Gross asset value
$2.58M
Beneficial owners
15
ADV minimum commitment
$25K

Reported in Form ADV on Mar 25, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FINANCIAL SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EIDE BAILLEY LLP SALT LAKE CITY, Utah, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

EIDE BAILLEY LLP
PCAOB 286

Filing source

Form ADV 1507230 · Mar 25, 2021 · Schedule D 7.B.(1), fund 805-3440917433

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Brian Paul Dawson Executive
Ian Vincent De Weerdt Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
947 Stonehill Lane
Los Angeles, CA, 90049