Form D · Hedge Fund

Davidson Kempner Special Opportunities Fund III-A LP

New York, NY · CIK 0001680819

Offering snapshot reported Jul 27, 2016 · SEC filing

Reported sold
$143M
Offering amount: $300M
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 19, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 27, 2016Initial$143,175,104No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-267796

Source: Form D, filed Jul 27, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DAVIDSON KEMPNER SPECIAL OPPORTUNITIES FUND III-A LP

Investment adviser: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP

Gross asset value
$7.06M
Beneficial owners
9
ADV minimum commitment
$2M

Reported in Form ADV on Mar 27, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian CITCO BANKING CORPORATION N.V. WILLEMSTAD, Netherlands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1399004 · Mar 27, 2020 · Schedule D 7.B.(1), fund 805-7794373109

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Conor Bastable Executive
Morgan P. Blackwell Executive
Robert J. Brivio, Jr. Executive
Davidson Kempner Special Opportunities Gp Iii Llc Executive
Patrick W. Dennis Executive
Dk Long Term Management Lp Promoter
Eric P. Epstein Executive
Avram Z. Friedman Executive
Thomas L. Kempner, Jr. Executive
Timothy I. Levart Executive
Shulamit Leviant Executive
Gabriel T. Schwartz Executive
Anthony A. Yoseloff Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
520 Madison Avenue, 30 Th Floor
New York, NY, 10022